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CRM is the most comprehensive effort to reform the regulatory framework governing financial advisory service. The final stages of the CRM2 are now underway and investment firms and their advisors still have many questions about this fundamental regulatory shift.
Find out how these new series of rules will impact the client/advisor relationship and the industry as a whole.
- Chris Jepson, Senior Legal Counsel, Ontario Securities Commission, Compliance and Registrant Regulation
- Susan Silma, Partner, CRM2 Navigator
- Adrian Walrath, Assistant Director, Investment Industry Association of Canada
- Date: Tuesday November 22, 2016
- Time: 12:00 pm - 1:30 pm
- Address: Dentons Offices 77 King Street West, 4th floor, suite 400 Toronto, ON CA
- Ticket Price: 20.00 +HST