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OSC Registrant Outreach Seminar

  • Ontario Securities Commission 22nd Floor Training Room, 20 Queen Street West Toronto, ON Canada (map)

The seminar will provide an overview of the CSA’s consultation on the option of discontinuing embedded commissions.

Key topics discussed will include: the CSA’s consultation objectives, the investor protection and market efficiency issues that embedded commissions raise, the proposed scope of a potential policy discontinuing embedded commissions, the CSA’s analysis of the potential impacts of discontinuing embedded commissions in Canada, and potential measures to mitigate unintended consequences.

Webinar April 11th:  2pm-4pm; In person April 13th: 2pm-4pm